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Text-to-SQL parsing is an essential and challenging task. The goal of text-to-SQL parsing is to convert a natural language (NL) question to its corresponding structured query language (SQL) based on the evidences provided by relational databases. Early text-to-SQL parsing systems from the database community achieved a noticeable progress with the cost of heavy human engineering and user interactions with the systems. In recent years, deep neural networks have significantly advanced this task by neural generation models, which automatically learn a mapping function from an input NL question to an output SQL query. Subsequently, the large pre-trained language models have taken the state-of-the-art of the text-to-SQL parsing task to a new level. In this survey, we present a comprehensive review on deep learning approaches for text-to-SQL parsing. First, we introduce the text-to-SQL parsing corpora which can be categorized as single-turn and multi-turn. Second, we provide a systematical overview of pre-trained language models and existing methods for text-to-SQL parsing. Third, we present readers with the challenges faced by text-to-SQL parsing and explore some potential future directions in this field.

Text-to-SQL, the process of translating natural language into Structured Query Language (SQL), represents a transformative application of large language models (LLMs), potentially revolutionizing how humans interact with data. This paper introduces the SQL-PaLM framework, a comprehensive solution for understanding and enhancing Text-to-SQL using LLMs, using in the learning regimes of few-shot prompting and instruction fine-tuning. With few-shot prompting, we explore the effectiveness of consistency decoding with execution-based error filtering. With instruction fine-tuning, we delve deep in understanding the critical paradigms that influence the performance of tuned LLMs. In particular, we investigate how performance can be improved through expanded training data coverage and diversity, synthetic data augmentation, and integrating query-specific database content. We propose a test-time selection method to further refine accuracy by integrating SQL outputs from multiple paradigms with execution feedback as guidance. Additionally, we tackle the practical challenge of navigating intricate databases with a significant number of tables and columns, proposing efficient techniques for accurately selecting relevant database elements to enhance Text-to-SQL performance. Our holistic approach yields substantial advancements in Text-to-SQL, as demonstrated on two key public benchmarks, Spider and BIRD. Through comprehensive ablations and error analyses, we shed light on the strengths and weaknesses of our framework, offering valuable insights into Text-to-SQL's future work.

Translating users' natural language queries (NL) into SQL queries (i.e., Text-to-SQL, a.k.a. NL2SQL) can significantly reduce barriers to accessing relational databases and support various commercial applications. The performance of Text-to-SQL has been greatly enhanced with the emergence of Large Language Models (LLMs). In this survey, we provide a comprehensive review of Text-to-SQL techniques powered by LLMs, covering its entire lifecycle from the following four aspects: (1) <bold xmlns:mml="http://www.w3.org/1998/Math/MathML" xmlns:xlink="http://www.w3.org/1999/xlink"/><italic xmlns:mml="http://www.w3.org/1998/Math/MathML" xmlns:xlink="http://www.w3.org/1999/xlink">Model:</i><bold xmlns:mml="http://www.w3.org/1998/Math/MathML" xmlns:xlink="http://www.w3.org/1999/xlink"/> Text-to-SQL translation techniques that tackle not only NL ambiguity and under-specification, but also properly map NL with database schema and instances; (2) <bold xmlns:mml="http://www.w3.org/1998/Math/MathML" xmlns:xlink="http://www.w3.org/1999/xlink"/><italic xmlns:mml="http://www.w3.org/1998/Math/MathML" xmlns:xlink="http://www.w3.org/1999/xlink">Data:</i><bold xmlns:mml="http://www.w3.org/1998/Math/MathML" xmlns:xlink="http://www.w3.org/1999/xlink"/> From the collection of training data, data synthesis due to training data scarcity, to Text-to-SQL benchmarks; (3) <bold xmlns:mml="http://www.w3.org/1998/Math/MathML" xmlns:xlink="http://www.w3.org/1999/xlink"/><italic xmlns:mml="http://www.w3.org/1998/Math/MathML" xmlns:xlink="http://www.w3.org/1999/xlink">Evaluation:</i><bold xmlns:mml="http://www.w3.org/1998/Math/MathML" xmlns:xlink="http://www.w3.org/1999/xlink"/> Evaluating Text-to-SQL methods from multiple angles using different metrics and granularities; and (4) <bold xmlns:mml="http://www.w3.org/1998/Math/MathML" xmlns:xlink="http://www.w3.org/1999/xlink"/><italic xmlns:mml="http://www.w3.org/1998/Math/MathML" xmlns:xlink="http://www.w3.org/1999/xlink">Error Analysis:</i><bold xmlns:mml="http://www.w3.org/1998/Math/MathML" xmlns:xlink="http://www.w3.org/1999/xlink"/> analyzing Text-to-SQL errors to find the root cause and guiding Text-to-SQL models to evolve. Moreover, we offer a rule of thumb for developing Text-to-SQL solutions. Finally, we discuss the research challenges and open problems of Text-to-SQL in the LLMs era.

This paper presents the first comprehensive analysis of ChatGPT's Text-to-SQL ability. Given the recent emergence of large-scale conversational language model ChatGPT and its impressive capabilities in both conversational abilities and code generation, we sought to evaluate its Text-to-SQL performance. We conducted experiments on 12 benchmark datasets with different languages, settings, or scenarios, and the results demonstrate that ChatGPT has strong text-to-SQL abilities. Although there is still a gap from the current state-of-the-art (SOTA) model performance, considering that the experiment was conducted in a zero-shot scenario, ChatGPT's performance is still impressive. Notably, in the ADVETA (RPL) scenario, the zero-shot ChatGPT even outperforms the SOTA model that requires fine-tuning on the Spider dataset by 4.1\%, demonstrating its potential for use in practical applications. To support further research in related fields, we have made the data generated by ChatGPT publicly available at https://github.com/THU-BPM/chatgpt-sql.

This paper proposes a ChatGPT-based zero-shot Text-to-SQL method, dubbed C3, which achieves 82.3\% in terms of execution accuracy on the holdout test set of Spider and becomes the state-of-the-art zero-shot Text-to-SQL method on the Spider Challenge. C3 consists of three key components: Clear Prompting (CP), Calibration with Hints (CH), and Consistent Output (CO), which are corresponding to the model input, model bias and model output respectively. It provides a systematic treatment for zero-shot Text-to-SQL. Extensive experiments have been conducted to verify the effectiveness and efficiency of our proposed method.

There is currently a significant gap between the performance of fine-tuned models and prompting approaches using Large Language Models (LLMs) on the challenging task of text-to-SQL, as evaluated on datasets such as Spider. To improve the performance of LLMs in the reasoning process, we study how decomposing the task into smaller sub-tasks can be effective. In particular, we show that breaking down the generation problem into sub-problems and feeding the solutions of those sub-problems into LLMs can be an effective approach for significantly improving their performance. Our experiments with three LLMs show that this approach consistently improves their simple few-shot performance by roughly 10%, pushing the accuracy of LLMs towards SOTA or surpassing it. On the holdout test set of Spider, the SOTA, in terms of execution accuracy, was 79.9 and the new SOTA at the time of this writing using our approach is 85.3. Our approach with in-context learning beats many heavily fine-tuned models by at least 5%. Additionally, when evaluated on the BIRD benchmark, our approach achieved an execution accuracy of 55.9%, setting a new SOTA on its holdout test set.

We perform an empirical evaluation of Text-to-SQL capabilities of the Codex language model. We find that, without any finetuning, Codex is a strong baseline on the Spider benchmark; we also analyze the failure modes of Codex in this setting. Furthermore, we demonstrate on the GeoQuery and Scholar benchmarks that a small number of in-domain examples provided in the prompt enables Codex to perform better than state-of-the-art models finetuned on such few-shot examples.

Text-to-SQL, which provides zero-code interface for operating relational databases, has gained much attention in financial analysis; because financial professionals may not be well-skilled in SQL programming. However, until now, there is no practical Text-to-SQL benchmark dataset for financial analysis, and existing Text-to-SQL methods have not considered the unique characteristics of databases in financial applications, such as commonly existing wide tables. To address these issues, we collect a practical Text-to-SQL benchmark dataset and propose a model-agnostic Large Language Model (LLMs)-based Text-to-SQL framework for financial analysis. The benchmark dataset, BULL, is collected from the practical financial analysis business of Hundsun Technologies Inc., including databases for fund, stock, and macro economy. Besides, the proposed LLMs-based Text-to-SQL framework, FinSQL, provides a systematic treatment for financial Text-to-SQL from the perspectives of prompt construction, parameter-efficient fine-tuning and output calibration. Experiments on BULL demonstrate that FinSQL achieves state-of-the-art performance at low cost, and it brings up to 36.64% improvement in few-shot cross-database scenarios.

This survey focuses on Text-to-SQL, automated translation of natural language queries into SQL queries. Initially, we describe the problem and its main challenges. Then, by following the PRISMA systematic review methodology, we survey the existing Text-to-SQL review papers in the literature. We apply the same method to extract proposed Text-to-SQL models and classify them with respect to used evaluation metrics and benchmarks. We highlight the accuracies achieved by various models on Text-to-SQL datasets and discuss execution-guided evaluation strategies. We present insights into model training times and implementations of different models. We also explore the availability of Text-to-SQL datasets in non-English languages. Additionally, we focus on large language model (LLM) based approaches for the Text-to-SQL task, where we examine LLM-based studies in the literature and subsequently evaluate the LLMs on the cross-domain Spider dataset. Finally, we conclude with a discussion of future directions for Text-to-SQL research, identifying potential areas of improvement and advancements in this field.

The sequence-to-sequence paradigm employed by neural text-to-SQL models typically performs token-level decoding and does not consider generating SQL hierarchically from a grammar. Grammar-based decoding has shown significant improvements for other semantic parsing tasks, but SQL and other general programming languages have complexities not present in logical formalisms that make writing hierarchical grammars difficult. We introduce techniques to handle these complexities, showing how to construct a schema-dependent grammar with minimal over-generation. We analyze these techniques on ATIS and Spider, two challenging text-to-SQL datasets, demonstrating that they yield 14--18\% relative reductions in error.

Large language models (LLMs) have emerged as a new paradigm for Text-to-SQL task. However, the absence of a systematical benchmark inhibits the development of designing effective, efficient and economic LLM-based Text-to-SQL solutions. To address this challenge, in this paper, we first conduct a systematical and extensive comparison over existing prompt engineering methods, including question representation, example selection and example organization, and with these experimental results, we elaborate their pros and cons. Based on these findings, we propose a new integrated solution, named DAIL-SQL, which refreshes the Spider leaderboard with 86.6% execution accuracy and sets a new bar. To explore the potential of open-source LLM, we investigate them in various scenarios, and further enhance their performance with supervised fine-tuning. Our explorations highlight open-source LLMs' potential in Text-to-SQL, as well as the advantages and disadvantages of the supervised fine-tuning. Additionally, towards an efficient and economic LLM-based Text-to-SQL solution, we emphasize the token efficiency in prompt engineering and compare the prior studies under this metric. We hope that our work provides a deeper understanding of Text-to-SQL with LLMs, and inspires further investigations and broad applications.

Text-to-SQL aims to map natural language questions to SQL queries. The sketch-based method combined with execution-guided (EG) decoding strategy has shown a strong performance on the WikiSQL benchmark. However, execution-guided decoding relies on database execution, which significantly slows down the inference process and is hence unsatisfactory for many real-world applications. In this paper, we present the Schema Dependency guided multi-task Text-to-SQL model (SDSQL) to guide the network to effectively capture the interactions between questions and schemas. The proposed model outperforms all existing methods in both the settings with or without EG. We show the schema dependency learning partially cover the benefit from EG and alleviates the need for it. SDSQL without EG significantly reduces time consumption during inference, sacrificing only a small amount of performance and provides more flexibility for downstream applications.

When translating natural language questions into SQL queries to answer\nquestions from a database, contemporary semantic parsing models struggle to\ngeneralize to unseen database schemas. The generalization challenge lies in (a)\nencoding the database relations in an accessible way for the semantic parser,\nand (b) modeling alignment between database columns and their mentions in a\ngiven query. We present a unified framework, based on the relation-aware\nself-attention mechanism, to address schema encoding, schema linking, and\nfeature representation within a text-to-SQL encoder. On the challenging Spider\ndataset this framework boosts the exact match accuracy to 57.2%, surpassing its\nbest counterparts by 8.7% absolute improvement. Further augmented with BERT, it\nachieves the new state-of-the-art performance of 65.6% on the Spider\nleaderboard. In addition, we observe qualitative improvements in the model's\nunderstanding of schema linking and alignment. Our implementation will be\nopen-sourced at https://github.com/Microsoft/rat-sql.\n

In this paper, we study how to leverage pre-trained language models in Text-to-SQL. We argue that previous approaches under utilize the base language models by concatenating all columns together with the NL question and feeding them into the base language model in the encoding stage. We propose a neat approach called Hybrid Ranking Network (HydraNet) which breaks down the problem into column-wise ranking and decoding and finally assembles the column-wise outputs into a SQL query by straightforward rules. In this approach, the encoder is given a NL question and one individual column, which perfectly aligns with the original tasks BERT/RoBERTa is trained on, and hence we avoid any ad-hoc pooling or additional encoding layers which are necessary in prior approaches. Experiments on the WikiSQL dataset show that the proposed approach is very effective, achieving the top place on the leaderboard.

We present a simple methods to leverage the table content for the BERT-based model to solve the text-to-SQL problem. Based on the observation that some of the table content match some words in question string and some of the table header also match some words in question string, we encode two addition feature vector for the deep model. Our methods also benefit the model inference in testing time as the tables are almost the same in training and testing time. We test our model on the WikiSQL dataset and outperform the BERT-based baseline by 3.7% in logic form and 3.7% in execution accuracy and achieve state-of-the-art.

The task of text-to-SQL parsing, which aims at converting natural language questions into executable SQL queries, has garnered increasing attention in recent years. One of the major challenges in text-to-SQL parsing is domain generalization, i.e., how to generalize well to unseen databases. Recently, the pre-trained text-to-text transformer model, namely T5, though not specialized for text-to-SQL parsing, has achieved state-of-the-art performance on standard benchmarks targeting domain generalization. In this work, we explore ways to further augment the pre-trained T5 model with specialized components for text-to-SQL parsing. Such components are expected to introduce structural inductive bias into text-to-SQL parsers thus improving the model’s capacity on (potentially multi-hop) reasoning, which is critical for generating structure-rich SQLs. To this end, we propose a new architecture GRAPHIX-T5, a mixed model with the standard pre-trained transformer model augmented by specially-designed graph-aware layers. Extensive experiments and analysis demonstrate the effectiveness of GRAPHIX-T5 across four text-to-SQL benchmarks: SPIDER, SYN, REALISTIC and DK. GRAPHIX-T5 surpasses all other T5-based parsers with a significant margin, achieving new state-of-the-art performance. Notably, GRAPHIX-T5-large reaches performance superior to the original T5-large by 5.7% on exact match (EM) accuracy and 6.6% on execution accuracy (EX). This even outperforms the T5-3B by 1.2% on EM and 1.5% on EX

We present a sequence-to-action parsing approach for the natural language to SQL task that incrementally fills the slots of a SQL query with feasible actions from a pre-defined inventory. To account for the fact that typically there are multiple correct SQL queries with the same or very similar semantics, we draw inspiration from syntactic parsing techniques and propose to train our sequence-to-action models with non-deterministic oracles. We evaluate our models on the WikiSQL dataset and achieve an execution accuracy of 83.7% on the test set, a 2.1% absolute improvement over the models trained with traditional static oracles assuming a single correct target SQL query. When further combined with the execution-guided decoding strategy, our model sets a new state-of-the-art performance at an execution accuracy of 87.1%.

Language models have shown promising performance on the task of translating natural language questions into SQL queries (Text-to-SQL). However, most of the state-of-the-art (SOTA) approaches rely on powerful yet closed-source large language models (LLMs), such as ChatGPT and GPT-4, which may have the limitations of unclear model architectures, data privacy risks, and expensive inference overheads. To address the limitations, we introduce CodeS, a series of pre-trained language models with parameters ranging from 1B to 15B, specifically designed for the text-to-SQL task. CodeS is a fully open-source language model, which achieves superior accuracy with much smaller parameter sizes. This paper studies the research challenges in building CodeS. To enhance the SQL generation abilities of CodeS, we adopt an incremental pre-training approach using a specifically curated SQL-centric corpus. Based on this, we address the challenges of schema linking and rapid domain adaptation through strategic prompt construction and a bi-directional data augmentation technique. We conduct comprehensive evaluations on multiple datasets, including the widely used Spider benchmark, the newly released BIRD benchmark, robustness-diagnostic benchmarks such as Spider-DK, Spider-Syn, Spider-Realistic, and Dr.Spider, as well as two real-world datasets created for financial and academic applications. The experimental results show that our CodeS achieves new SOTA accuracy and robustness on nearly all challenging text-to-SQL benchmarks.

A common problem with adopting Text-to-SQL translation in database systems is poor generalization. Specifically, when there is limited training data on new datasets, existing few-shot Text-to-SQL techniques, even with carefully designed textual prompts on pre-trained language models (PLMs), tend to be ineffective. In this paper, we present a divide-and-conquer framework to better support few-shot Text-to-SQL translation, which divides Text-to-SQL translation into two stages (or sub-tasks), such that each sub-task is simpler to be tackled. The first stage, called the structure stage, steers a PLM to generate an SQL structure (including SQL commands such as SELECT, FROM, WHERE and SQL operators such as &lt;", ?&gt;") with placeholders for missing identifiers. The second stage, called the content stage, guides a PLM to populate the placeholders in the generated SQL structure with concrete values (including SQL identifies such as table names, column names, and constant values). We propose a hybrid prompt strategy that combines learnable vectors and fixed vectors (i.e., word embeddings of textual prompts), such that the hybrid prompt can learn contextual information to better guide PLMs for prediction in both stages. In addition, we design keyword constrained decoding to ensure the validity of generated SQL structures, and structure guided decoding to guarantee the model to fill correct content. Extensive experiments, by comparing with ten state-of-the-art Text-to-SQL solutions at the time of writing, show that SC-Prompt significantly outperforms them in the few-shot scenario. In particular, on the widely-adopted Spider dataset, given less than 500 labeled training examples (5% of the official training set), SC-Prompt outperforms the previous SOTA methods by around 5% on accuracy.